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Securities

SECURITIES
Initial Public Offerings
Securities
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Securities law is the branch of law encompassing federal and state statutes, as well as Securities and Exchange Commission regulations, governing the purchase and sale of securities. For example, requirements under the Securities Act of 1933 are designed to provide investors with financial information concerning the initial public offerings of securities and to prohibit misrepresentation in the sale of securities, including prospectuses and the registration of securities. Violations of securities laws are usually prosecuted as white collar crimes. Individual investors are commonly required by their customer agreements to resolve claims against their stockbrokers through arbitration.

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BOARD OF DIRECTORS

Judge Hassan Ali El-Amin
President
Tiffany Alston
Treasurer
Traci C. Scudder
Recording Secretary
Letoria G. Knight
Corresponding Secretary
Sharon Christmas DeBerry
President-Elect
Abigale Bruce Watson
Immediate Past President
Holly Reed
Executive Officer
Michael Pearson
Executive Officer